1. Consonant Investment Management Co., Ltd. (the "Company") shall maintain a firm stance to seclude and eliminate itself from any relationship with anti-social forces* in order to retain credibility of financial instrument business operators with the public and secure appropriate and sound business operations as a financial instrument business operator.
2. The Company shall maintain a firm stance to respond, as an organization, to any unjustified demands in cooperation with external organizations such as the police and lawyers.
3. Regarding the above matters, the Company shall comply with the "Comprehensive Guidelines for Supervision of Financial Instruments Business Operators, etc." issued by the Financial Services Agency and the "Guideline for How Companies Prevent Damage from Anti-Social Forces" (agreed upon at the Ministerial Meeting Concerning Measures Against Crime on June 19, 2007). At the same time, we will internally stipulate actual procedures such as preventive measures and handling strategies in our "Compliance Rules" and "Handling Guidelines for Pre-confirmation of Business Partners/Clients (investigation of anti-social forces)" as well as educate and thoroughly inform officers, employees, etc. through compliance training and such.

• As defined in the government's "Guideline for How Companies Prevent Damage from Anti-Social Forces," and "Outline of Measures against Organized Crime," a circular notice issued in the name of the Deputy Commissioner General of the National Police Agency.

Privacy Policy Measures against Anti-Social Forces